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Workforce Training & Continuing Education

Securities Industry Essentials Exam Prep

This course will prepare you to sit for the Securities Industry Essentials (SIE) Exam, a foundational qualification for careers in securities, investments, and financial services. Partnering with Fidelity Investments, Inc. and Securities Training Corporation (STC) to provide study materials, online practice exams, and instructor-led online Zoom reviews to provide this foundational education for business, customer service, and sales agents in the securities and investment industries.

 

This training and passing the subsequent SIE Exam will qualify students for entry-level positions in the Securities, Finance, and Insurance industries, including customer service representative; sales agent for financial services, and sales agent for securities and commodities.

 

NOTE: The Securities Industries Essentials (SIE) Exam is administered through an independent testing authority. Completion of this course is not a guarantee of employment. Additional certifications and/or licenses may be required based on place of employment.

 

FERPA Privacy Waiver: Participation in this course constitutes a willingness to share the Exam Scores with the sponsoring organizations: Fidelity Investments, Inc. and STC Securities Training Corporation, with no ongoing obligation between the students and the sponsors.

 

THIS PROGRAM HAS BEEN APPROVED FOR STIT FUNDING (50% DISCOUNT FOR INDIVIDUALS) WHILE FUNDS ARE AVAILABLE
FOR INDIVIDUAL JOB SEEKERS

The Utah Legislature provides Short-Term Intensive Training (STIT) funds for Utah State residents who enroll in specific non-credit, short-term training courses. These funds cover 50% of the course cost and are available until depleted. At that point, the course cost will return to the regular cost. STIT funding is for individual job seekers. For employers interested in funding support, please see information about Custom Fit.

FOR EMPLOYERS

Using funds provided by the Utah State Legislature, Custom Fit provides short-term, non-credit training designed to grow, train, and retain an efficient and productive workforce. For-profit companies can use these funds to share the cost of incumbent worker training. Apply for Custom Fit funds to determine eligibility.

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Courses - Summer 2022

Course
Title
Prerequisite
Course WTFS 100
Title Securities Industry Essentials (SIE) Exam Prep
Prerequisite
Description

This 80-hour course meets one night a week for one hour over a 10-week period via Zoom videoconferencing in Canvas, immediately followed by an optional half-hour virtual office hours/question and answer session with the instructor. In addition, students should expect to spend an additional seven+ hours completing self-led readings, videos, flashcard drills, and practice exams. 

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